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Advisor at COMMONWEALTH FINANCIAL NETWORK
Madison, VA | Charlottesville, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 22, 2020 | n/a | yes | Madison, VA|Charlottesville, VA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 13, 2019 | Apr 28, 2020 | no | MADISON, VA|FRANKLIN, VA|MADISON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Apr 28, 2020 | Apr 22, 2020 | -6 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:8032:VA:2020-04-28 | Apr 28, 2020 | Apr 22, 2020 | MADISON, VA | Firm change |