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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | CRANFORD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Jun 19, 2018 | n/a | yes | CRANFORD, NJ|OVERLAND PARK, KS | Current employment |
| WISS PRIVATE CLIENT ADVISORS, LLC | Independent wealth | Sep 22, 2017 | Jun 7, 2018 | no | FLORHAM PARK, NJ | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 12, 2017 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 14, 2011 | Oct 1, 2012 | no | NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 3, 2010 | Sep 15, 2011 | no | TAMPA, FL|NEW YORK, NY|NEW YORK, NY|Jacksonville, FL|LONG ISLAND CITY, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WISS PRIVATE CLIENT ADVISORS, LLC | CREATIVE PLANNING | Jun 7, 2018 | Jun 19, 2018 | 12 | Firm change | RIA to RIA |
| J.P. MORGAN SECURITIES LLC | WISS PRIVATE CLIENT ADVISORS, LLC | Apr 12, 2017 | Sep 22, 2017 | 163 | Firm change | Wirehouse to RIA |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | CHASE INVESTMENT SERVICES CORP. | Sep 15, 2011 | Oct 14, 2011 | 29 | Firm change | Other |