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Advisor at SAGE INVESTMENT COUNSEL
Nashville, TN | FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAGE INVESTMENT COUNSEL | Independent wealth | Nov 26, 2019 | n/a | yes | FRANKLIN, TN|Nashville, TN | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Nov 6, 2019 | no | NASHVILLE, TN | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Jan 16, 2015 | Nov 2, 2018 | no | NASHVILLE, TN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 1, 2012 | Jan 21, 2015 | no | BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | SAGE INVESTMENT COUNSEL | Nov 6, 2019 | Nov 26, 2019 | 20 | Firm change | Ibd to RIA |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | SIGNATOR INVESTORS, INC. | Jan 21, 2015 | Jan 16, 2015 | -5 | Firm change | Other |