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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DELPHINUS FINANCIAL ADVISORS, LLC

CRD 152952

MANSFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b85f5ed4-c7ba-a936-83dd-fd5aacbd86e0

Data as of Jan 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2024 to Jan 26, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $157MItem 5.F on the latest filing (2026-01-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $157M
Private client RAUM: $157MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $78.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 356
Individual clients: 26
High net worth clients: 64
Custody, client assets: $47.3M
SEC number: 801-129648
CRD: 152952
Filings on the tape: 8
First filed: Feb 6, 2024
Latest filed: Jan 26, 2026
Organised: Limited Liability Company, MA
Website: delphinusfa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY A SALOTTO	Certified Financial Planner	MANSFIELD, MA	16	16	n/a	no
Andrew Simon Blacker	Certified Financial Planner	Cardiff, CA \| MANSFIELD, MA	2	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SALOTTO, ANTHONY, A	MEMBER & MANAGER & CCO	E	yes	01/2010	Feb 6, 2024	Nov 20, 2024
Blacker, Andrew, Simon	Member	B	no	07/2024	Jul 29, 2024	Nov 20, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 26, 2026	$157M	$157M	2	2	2	n/a	n/a
2024	Feb 18, 2025	$133M	$133M	2	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$157M	$133M	18.4%	n/a	n/a	2	2	2	2

Relationships

Registered with (4)

← Andrew Simon BlackerAdvisorregistration: current employment
Feb 15, 2024 to presentfactForm ADV
← ANTHONY A SALOTTOAdvisorregistration: current employment
Mar 19, 2010 to presentfactForm ADV
← Cody Michael WinterAdvisorregistration: previous registration
Nov 20, 2018 to Nov 15, 2021factForm ADV
← MATTHEW RICHARD HODGESAdvisorregistration: previous registration
Mar 4, 2013 to Jan 11, 2014factForm ADV

Controls (1)

← SALOTTO, ANTHONY, AOwnerMEMBER & MANAGER & CCO, ownership code E, individual
Feb 6, 2024 to Nov 20, 2024factForm ADV

Owns (1)

← Blacker, Andrew, SimonOwnerMEMBER, ownership code B, individual
Jul 29, 2024 to Nov 20, 2024factForm ADV

Dated events

Occurred
Feb 6, 2024
First Form ADV filing
Delphinus Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b85f5ed4-c7ba-a936-83dd-fd5aacbd86e0
First observed: Feb 6, 2024
Last observed: Jan 26, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DELPHINUS FINANCIAL ADVISORS, LLC

CRD 152952

MANSFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b85f5ed4-c7ba-a936-83dd-fd5aacbd86e0

Data as of Jan 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY A SALOTTO

Certified Financial Planner

MANSFIELD, MA

n/a

Andrew Simon Blacker

Certified Financial Planner

Cardiff, CA | MANSFIELD, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SALOTTO, ANTHONY, A

MEMBER & MANAGER & CCO

yes

01/2010

Feb 6, 2024

Nov 20, 2024

Blacker, Andrew, Simon

Member

07/2024

Jul 29, 2024

Nov 20, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 26, 2026

$157M

n/a

2024

Feb 18, 2025

$133M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$157M

$133M

18.4%

n/a