DFX Intelligence
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Reading the graph
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Advisor at R•• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• A•••••••• L•• | Independent wealth | Aug 26, 2015 | n/a | yes | SHREVEPORT, LA|VESTAVIA HILLS, AL|NEW ROADS, LA|SHREVEPORT, LA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 2, 2015 | Sep 14, 2015 | no | SHREVEPORT, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | R•• A•••••••• L•• | Sep 14, 2015 | Aug 26, 2015 | -19 | Firm change | Other |
| C•••••• O•• F•••••••• A••••••• L•• | L•• F•••••••• L•• | Jan 8, 2015 | Jan 2, 2015 |
| C•••••• O•• F•••••••• A••••••• L•• | n/a | Jun 26, 2008 | Jan 8, 2015 | no | MELVILLE, NY | Previous registration |
| C•••••• O•• I••••••••• L•• | n/a | Oct 17, 2007 | Aug 13, 2008 | no | NEW ORLEANS, LA|SHREVEPORT, LA|SHREVEPORT, LA|SHREVEPORT, LA|MINDEN, LA | Previous registration |
| Firm change |
| Other |
| C•••••• O•• I••••••••• L•• | C•••••• O•• F•••••••• A••••••• L•• | Aug 13, 2008 | Jun 26, 2008 | -48 | Firm change after gap | Other |