DFX Intelligence
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Reading the graph
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Advisor at T••••••• W••••• M•••••••••
Tempe, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••• W••••• M••••••••• | State registered | Sep 3, 2024 | n/a | yes | Tempe, AZ | Current employment |
| N••••••••• W••••• M••••••••• | n/a | Apr 13, 2022 | Sep 9, 2024 | no | Tempe, AZ|SCOTTSDALE, AZ|Tempe, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••••• W••••• M••••••••• | T••••••• W••••• M••••••••• | Sep 9, 2024 | Sep 3, 2024 | -6 | Firm change | Other |
| F•••• F•••••••• E••••• C••••••••• | N••••••••• W••••• M••••••••• | Apr 7, 2022 | Apr 13, 2022 |
| F•••• F•••••••• E••••• C••••••••• | Former SEC adviser | Sep 16, 2016 | Apr 7, 2022 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|Tempe, AZ, AZ|Tempe, AZ | Previous registration |
| W•••••• • R••• | Former SEC adviser | Jan 19, 2016 | Jun 28, 2016 | no | SCOTTSDALE, AZ|PEORIA, AZ | Previous registration |
| 6 |
| Firm change |
| Other |
| W•••••• • R••• | F•••• F•••••••• E••••• C••••••••• | Jun 28, 2016 | Sep 16, 2016 | 80 | Firm change | Other |