K••• F••••••

Advisor at G••••• S•••• W••••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b86d6adb-932c-9e09-333e-f83d16e682dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• M••••••••• L••	No RAUM reported	Mar 25, 2022	n/a	yes	FORT BRAGG, CA	Current employment
G••••• S•••• W••••• M••••••••• L••	Independent wealth	Feb 29, 2016	n/a	yes	Fort Bragg, CA\|POWELL, WY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• S•••• A•••• M•••••••••	A••••••• A•••• M••••••••• L••	Mar 14, 2022	Mar 25, 2022	11	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
299649:318126:CA:2022-03-14	Mar 14, 2022	Mar 25, 2022	FORT BRAGG, CA	Firm change

Relationships

Registered with (4)

→ A••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 25, 2022 to presentfactForm ADV
→ G••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 29, 2016 to presentfactForm ADV
→ R•••••• I••••••••• G••••• I••Registered adviserregistration: current employment
Mar 4, 2015 to presentfactForm ADV
→ G••••• S•••• A•••• M•••••••••

Dated events

Occurred
Mar 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b86d6adb-932c-9e09-333e-f83d16e682dd
First observed: Jul 10, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.