DFX Intelligence

M••••••••• P••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M••••••••• P••••••• G••••• L••

CRD 322368

PITTSBORO, NC

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Search this name across graphsid dfx:ria:b86ef564-357d-9de1-ead7-1ee0acdd5988

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2026 to Mar 13, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $34.2M••• Locked
Discretionary RAUM: $34.2M
Private client RAUM: $34.2Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• C• W••••••	Certified Financial Planner	PITTSBORO, NC	4	16	2	no
M•••••• D••••••• R•••••	n/a	PITTSBORO, NC \| Cary, NC	3	11

Relationships

Registered with (3)

← D••• W•••••• G••••Advisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← M•••••• D••••••• R•••••Advisorregistration: current employment
Sep 28, 2022 to presentfactForm ADV
← M•••••• C• W••••••Advisorregistration: current employment
Sep 22, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b86ef564-357d-9de1-ead7-1ee0acdd5988
First observed: Mar 13, 2026
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.