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Advisor at INDEPENDENT FINANCIAL PARTNERS
Crescent Springs, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Jan 5, 2011 | n/a | yes | Crescent Springs, KY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 24, 2016 | Mar 3, 2016 | no | FLORENCE, KY|TAMPA, FL|FLORENCE, KY | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Apr 8, 2009 | Dec 10, 2010 | no | BOSTON, MA|FLORENCE, KY | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jan 9, 2006 | Nov 7, 2008 | no | FLORENCE, KY|Florence, KY | Previous registration |
| L.M. KOHN & COMPANY | Former SEC adviser | Jan 30, 2003 | Oct 11, 2004 | no | CRESTVIEW HILLS, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | Mar 3, 2016 | n/a | n/a | Departure no registered destination | Departure |
| SIGNATOR INVESTORS, INC. | INDEPENDENT FINANCIAL PARTNERS | Dec 10, 2010 | Jan 5, 2011 | 26 | Firm change | Other |
| U.S. BANCORP INVESTMENTS, INC. | SIGNATOR INVESTORS, INC. | Nov 7, 2008 | Apr 8, 2009 | 152 | Firm change | Other |
| L.M. KOHN & COMPANY | U.S. BANCORP INVESTMENTS, INC. | Oct 11, 2004 | Jan 9, 2006 | 455 | Firm change after gap | Other |