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Advisor at LPL FINANCIAL LLC
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 29, 2025 | n/a | yes | ST. LOUIS, MO | Current employment |
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Feb 11, 2016 | Aug 29, 2025 | no | ST. LOUIS, MO|CLAYTON, MO|WICHITA, KS|ST. LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Sep 9, 2008 | Feb 12, 2016 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | LPL FINANCIAL LLC | Aug 29, 2025 | Aug 29, 2025 | 0 | Firm change | Ibd to ibd |
| OPPENHEIMER & CO. INC. | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Feb 12, 2016 | Feb 11, 2016 | -1 | Firm change | Other |