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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 18, 2015 | n/a | yes | OMAHA, NE | Current employment |
| FIRST NATIONAL CAPITAL MARKETS, INC. | Former SEC adviser | May 11, 2010 | Jun 18, 2015 | no | OMAHA, NE|KEARNEY, NE|COLUMBUS, NE|GRAND ISLAND, NE|LINCOLN, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|BELLEVUE, NE|OMAHA, NE|ALLIANCE, NE|FORT COLLINS, CO|MITCHELL, SD|LA VISTA, NE|PAPILLION, NE|NORFOLK, NE|FORT COLLINS, CO|FORT COLLINS, CO|YANKTON, SD|OVERLAND PARK, KS|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|DAVID CITY, NE|HARLAN, IA|OMAHA, NE|OMAHA, NE|OMAHA, NE|BROOMFIELD, CO|OMAHA, NE|OMAHA, NE|OMAHA, NE|FORT COLLINS, CO|OVERLAND PARK, KS|BOULDER, CO|LOVELAND, CO|GREELEY, CO|Council Bluffs, IA|Fort Collins, CO|OMAHA, NE | Previous registration |
| WADDELL & REED | Former SEC adviser | May 10, 2006 | Mar 24, 2010 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST NATIONAL CAPITAL MARKETS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 18, 2015 | Jun 18, 2015 | 0 | Firm change | Other |
| WADDELL & REED | FIRST NATIONAL CAPITAL MARKETS, INC. | Mar 24, 2010 | May 11, 2010 | 48 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115920:149018:NE:2015-06-18 | Jun 18, 2015 | Jun 18, 2015 | OMAHA, NE | Firm change |