DFX Intelligence

F•••••••• V• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

F•••••••• V• M•••••••

Advisor at U• A••••••• G•••• I••

BEVERLY, MA

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Search this name across graphsid dfx:ria:b890e0bf-9435-6422-ac21-264c02a75623

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U• A••••••• G•••• I••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 29, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U• A••••••• G•••• I••	Former SEC adviser	May 20, 2013	n/a	yes	BEVERLY, MA	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jul 10, 2013	Aug 23, 2013	no	GOLD RIVER, CA\|WAKEFIELD, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	n/a	Aug 23, 2013	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ U• A••••••• G•••• I••Registered adviserregistration: current employment
May 20, 2013 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2013 to Aug 23, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b890e0bf-9435-6422-ac21-264c02a75623
First observed: Jul 10, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.