DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J• W• C••• A•••••••• I•••
SAN MARCOS, CA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | May 10, 2013 | n/a | yes | TAMPA, FL|SAN MARCOS, CA | Current employment |
| F•••••••• A••••••• O• A••••••• L•• | Former SEC adviser | Jun 10, 2009 | May 10, 2013 | no | SAN MARCOS, CA|CARLSBAD, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A••••••• O• A••••••• L•• | J• W• C••• A•••••••• I••• | May 10, 2013 | May 10, 2013 | 0 | Bulk transfer | Other |
| N•••••• F•••••••• S•••••••• I••••••••• | F•••••••• A••••••• O• A••••••• L•• | May 26, 2009 | Jun 10, 2009 |
| N•••••• F•••••••• S•••••••• I••••••••• | n/a | Dec 8, 2005 | May 26, 2009 | no | SAN DIEGO, CA | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 25, 2005 | Jan 20, 2009 | no | SAN DIEGO, CA | Previous registration |
| 15 |
| Firm change |
| Other |
| O•••• P•••••••• S••••••••• L•• | N•••••• F•••••••• S•••••••• I••••••••• | Jan 20, 2009 | Dec 8, 2005 | -1,139 | Firm change after gap | Other |