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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JAMES MARTIN FALLON

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Peachtree City, GA | Greensboro, GA

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Search this name across graphsid dfx:ria:b89ed3e8-8ef4-8fcd-2d58-cf659b9d99ed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 12, 1999
First registration: Mar 8, 2006
Dual registered: yes, broker-dealer
Other names: JIM FALLON
IAPD individual key: 2319582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 23, 2019	n/a	yes	Greensboro, GA\|Peachtree City, GA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 10, 2019	Aug 27, 2019	no	GREENSBORO, GA\|TYRONE, GA	Previous registration
MORGAN STANLEY	Wirehouse	Sep 1, 2009	Jul 5, 2019	no	Atlanta, GA\|PEACHTREE CITY, GA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 8, 2006	Sep 24, 2009	no	PEACHTREE, GA\|ALPHARETTA, GA\|CANTON, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 27, 2019	Aug 23, 2019	-4	Firm change	Ibd to ibd
MORGAN STANLEY	WOODBURY FINANCIAL SERVICES, INC.	Jul 5, 2019	Jul 10, 2019	5	Firm change	Wirehouse to ibd
WOODBURY FINANCIAL SERVICES, INC.	MORGAN STANLEY	Sep 24, 2009	Sep 1, 2009	-23	Firm change	Other

Relationships

Registered with (3)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Aug 23, 2019 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 10, 2019 to Aug 27, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 1, 2009 to Jul 5, 2019factForm ADV

Dated events

No dated event names this entity yet.