DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••••• S•••• W••••• S•••••••• L•••
Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••• S•••• W••••• S•••••••• L••• | Bd affiliated wealth | Nov 15, 2023 | n/a | yes | Miami, FL | Current employment |
| U••••• C•••••• F•••••••• A••••••• | Independent wealth | Sep 16, 2022 | Nov 17, 2023 | no | Miami, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••••• C•••••• F•••••••• A••••••• | G•••••• S•••• W••••• S•••••••• L••• | Nov 17, 2023 | Nov 15, 2023 | -2 | Firm change | RIA to ibd |
| S•••••• F•••••••• P•••••••• L•• | U••••• C•••••• F•••••••• A••••••• | Mar 10, 2022 | Sep 16, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134600:106693:FL:2023-11-17 | Nov 17, 2023 | Nov 15, 2023 | MIAMI, FL | Firm change |
| S•••••• F•••••••• P•••••••• L•• | Independent wealth | Dec 13, 2019 | Mar 10, 2022 | no | BETHESDA, MD|BETHESDA, MD|MIAMI, FL | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jan 17, 2019 | Dec 20, 2019 | no | Columbia, MD|Bethesda, MD | Previous registration |
| 190 |
| Firm change |
| RIA to ibd |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | S•••••• F•••••••• P•••••••• L•• | Dec 20, 2019 | Dec 13, 2019 | -7 | Firm change | Ibd to RIA |