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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

ALVONZO TIMOTHY GIBBS

Advisor at LPL ENTERPRISE, LLC

CHARLOTTE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 19, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Mar 5, 1985
First registration: Jan 19, 1998
Dual registered: yes, broker-dealer
Other names: AL GIBBS
IAPD individual key: 1326823

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	CHARLOTTE, NC	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 4, 2018	Nov 14, 2024	no	CHARLOTTE, NC\|Waxhaw, NC\|WAXHAW, NC	Previous registration
OSAIC FS, INC.	Former SEC adviser	Apr 6, 2010	May 23, 2018	no	CHARLOTTE, NC	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 8, 2005	Apr 6, 2010	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 19, 1998	Nov 3, 2004	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
OSAIC FS, INC.	PRUCO SECURITIES, LLC	May 23, 2018	Jun 4, 2018	12	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	OSAIC FS, INC.	Apr 6, 2010	Apr 6, 2010	0	Firm change	Other
OSAIC FA, INC.	MSI FINANCIAL SERVICES, INC.	Nov 3, 2004	Aug 8, 2005	278	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 4, 2018 to Nov 14, 2024factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Apr 6, 2010 to May 23, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 8, 2005 to Apr 6, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 19, 1998 to Nov 3, 2004factForm ADV

Dated events

No dated event names this entity yet.