DFX Intelligence

E••••• A•••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

E••••• A•••••••• W••••

Advisor at C••••••• L••• A••••••• L••

PRINCETON, NJ

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Search this name across graphsid dfx:ria:b8a67936-42a3-5592-0730-f5b92a8c6f7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• L••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• L••• A••••••• L••	Independent wealth	Mar 25, 2024	n/a	yes	PRINCETON, NJ	Current employment
H••••••••• C•••••• M••••••••• L••	Former SEC adviser	May 27, 2004	Jul 17, 2024	no	SHORT HILLS, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• C•••••• M••••••••• L••	C••••••• L••• A••••••• L••	Jul 17, 2024	Mar 25, 2024	-114	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
106667:330024:NJ:2024-07-17	Jul 17, 2024	Mar 25, 2024	SHORT HILLS, NJ	Firm change after gap

Relationships

Registered with (2)

→ C••••••• L••• A••••••• L••Registered adviserregistration: current employment
Mar 25, 2024 to presentfactForm ADV
→ H••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 27, 2004 to Jul 17, 2024factForm ADV

Dated events

Occurred
Jul 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8a67936-42a3-5592-0730-f5b92a8c6f7f
First observed: May 27, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.