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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

JAMES BEYMER LEBENTHAL

Advisor at CERITY PARTNERS LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:b8a7d722-da3b-cc7c-6bc4-dd847de47d27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Sep 9, 1999
First registration: May 27, 2004
Dual registered: no
Other names: JAMES BEYMER LEBENTHAL
IAPD individual key: 1853491

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Nov 19, 2021	n/a	yes	NEW YORK, NY	Current employment
LEBENTHAL ASSET MANAGEMENT, LLC	Former SEC adviser	Aug 17, 2009	Dec 31, 2016	no	NEW YORK, NY	Previous registration
IDB CAPITAL CORP.	n/a	Aug 8, 2007	Mar 4, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
LEVY, HARKINS & CO., INC.	Former SEC adviser	May 27, 2004	Aug 3, 2007	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEBENTHAL ASSET MANAGEMENT, LLC	CERITY PARTNERS LLC	Dec 31, 2016	Nov 19, 2021	1,784	Firm change after gap	Other
IDB CAPITAL CORP.	LEBENTHAL ASSET MANAGEMENT, LLC	Mar 4, 2008	Aug 17, 2009	531	Firm change after gap	Other
LEVY, HARKINS & CO., INC.	IDB CAPITAL CORP.	Aug 3, 2007	Aug 8, 2007	5	Firm change	Other

Relationships

Registered with (4)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Nov 19, 2021 to presentfactForm ADV
→ LEBENTHAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2009 to Dec 31, 2016factForm ADV
→ IDB CAPITAL CORP.Registered adviserregistration: previous registration
Aug 8, 2007 to Mar 4, 2008factForm ADV
→ LEVY, HARKINS & CO., INC.Registered adviserregistration: previous registration
May 27, 2004 to Aug 3, 2007factForm ADV

Dated events

No dated event names this entity yet.