DFX Intelligence

C••••• C•••••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••• C•••••••• R••

Advisor at C••••••••• F•••••••• N••••••

TOWSON, MD

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Search this name across graphsid dfx:ria:b8abe2d4-5ba0-63ba-5e72-923b0eb1dae2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Sep 4, 2026	n/a	yes	TOWSON, MD	Current employment
O•••••••••	Institutional manager	Oct 31, 2025	Aug 5, 2026	no	BALTIMORE, MD\|OVERLAND PARK, KS\|BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	C••••••••• F•••••••• N••••••	Aug 5, 2026	Sep 4, 2026	30	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Oct 31, 2025 to Aug 5, 2026factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8abe2d4-5ba0-63ba-5e72-923b0eb1dae2
First observed: Oct 31, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.