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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

JOSHUA WARREN TSCHIRGI

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

WEST LINN, OR

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Search this name across graphsid dfx:ria:b8b82381-2031-6566-ba65-e29954470353

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 17, 2011
First registration: Oct 18, 2011
Dual registered: yes, broker-dealer
Other names: JOSHUA WARREN TSCHIRGI|Josh Warren Tschirgi
IAPD individual key: 5954263

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jan 3, 2019	n/a	yes	WEST LINN, OR	Current employment
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Sep 19, 2017	Dec 31, 2018	no	Vancouver, WA\|West Linn, OR\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|West Linn, OR\|Vancouver, WA	Previous registration
SOMERSET WEALTH MANAGEMENT, LLC	State registered	Jun 1, 2016	Oct 10, 2017	no	PORTLAND, OR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 30, 2014	Jan 5, 2015	no	VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA\|CAMAS, WA\|VANCOUVER, WA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 18, 2011	Aug 7, 2014	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVEONE SECURITIES, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Dec 31, 2018	Jan 3, 2019	3	Firm change	Ibd to ibd
SOMERSET WEALTH MANAGEMENT, LLC	CREATIVEONE SECURITIES, LLC	Oct 10, 2017	Sep 19, 2017	-21	Firm change	Other
WELLS FARGO ADVISORS	SOMERSET WEALTH MANAGEMENT, LLC	Jan 5, 2015	Jun 1, 2016	513	Firm change after gap	Wirehouse to state RIA
MORGAN STANLEY	WELLS FARGO ADVISORS	Aug 7, 2014	Sep 30, 2014	54	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jan 3, 2019 to presentfactForm ADV
→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 19, 2017 to Dec 31, 2018factForm ADV
→ SOMERSET WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 1, 2016 to Oct 10, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 30, 2014 to Jan 5, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 18, 2011 to Aug 7, 2014factForm ADV

Dated events

No dated event names this entity yet.