DFX Intelligence

U••••• Z••••••• V•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

U••••• Z••••••• V•••

Advisor at M••••• S••••••

Miami, FL

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Search this name across graphsid dfx:ria:b8bc92e6-621a-1aad-76d0-a41724963a20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 6, 2020	n/a	yes	Miami, FL	Current employment
U•• I••••••••• I•••	n/a	Aug 25, 2005	Jun 30, 2009	no	NEW YORK, NY\|MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• I••••••••• I•••	M••••• S••••••	Jun 30, 2009	Mar 6, 2020	3,902	Firm change after gap	Other
E•• C•••••• I••••••••• L••	U•• I••••••••• I•••	Jul 28, 2005	Aug 25, 2005

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Mar 6, 2020 to presentfactForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2005 to Jun 30, 2009factForm ADV
→ E•• C•••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2003 to Jul 28, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8bc92e6-621a-1aad-76d0-a41724963a20
First observed: Jan 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.