DFX Intelligence

E•• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E•• M••••••••• L••

CRD 150142

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8bd63b1-3039-eea3-a3ac-2cc651df59ca

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 1
Observed: Mar 16, 2012 to Mar 19, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

E•• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•• F••• I• L•	Hedge Fund	$27.3M	Mar 28, 2019	13	Mar 16, 2012	dropped	021-128847
T•• A•• F•••• L•	Hedge Fund	$900,000	Dec 14, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• E•••• S•••••	PRESIDENT AND CO-CHIEF INVESTMENT OFFICER	C	yes	01/2009	Mar 16, 2012	Dec 5, 2024
V•• D• W••••• W••••••• R••••••	MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER	C	yes	12/2009	Mar 16, 2012	Dec 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••••• L•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	27.4%	$826M	19.1%	4	4	3	3

Relationships

Advises (4)

→ N••••• O••••••••• F•••• L•Private fundHedge Fund, IA
Mar 16, 2012 to presentfactForm ADV
→ L••• T••• I•••••• C••••• F•••• L••Private fundHedge Fund, IA, no longer reported
Oct 30, 2018 to Mar 23, 2021factForm ADV
→ E•• F••• I• L•Private fundHedge Fund, IA, no longer reported
Mar 16, 2012 to Mar 28, 2019factForm ADV
→ T•• A•• F•••• L•

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$300M
Occurred
Mar 25, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$258M
Occurred
Mar 4, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$308M
Occurred
Mar 23, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8bd63b1-3039-eea3-a3ac-2cc651df59ca
First observed: Mar 16, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.