DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••• I••••••••• P••••••• L••
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••• I••••••••• P••••••• L•• | Independent wealth | Jul 17, 2020 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | May 6, 2020 | Jul 1, 2020 | no | OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | V•••• I••••••••• P••••••• L•• | Jul 1, 2020 | Jul 17, 2020 | 16 | Firm change | Ibd to RIA |
| M••••• S•••••• | R•••••• J•••• • A••••••••• I••• | May 29, 2012 | May 4, 2012 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | May 4, 2012 | May 5, 2020 | no | OKLAHOMA CITY, OK | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | May 29, 2012 | no | EDMOND, OK|EDMOND, OK | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | EDMOND, OK | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jul 30, 2004 | Apr 2, 2007 | no | EDMOND, OK|EDMOND, OK | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Aug 3, 2004 | no | EDMOND, OK | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Jul 31, 1992 | Jul 1, 2003 | no | EDMOND, OK | Previous registration |
| -25 |
| Firm change |
| Wirehouse to ibd |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| W•••• F•••• A••••••• | M••••• S•••••• D• I••• | Aug 3, 2004 | Jul 30, 2004 | -4 | Firm change | Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |