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P•••••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

P•••••• J••••••••

Advisor at I••••••••• I•••••••••

SIOUX FALLS, SD

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Search this name across graphsid dfx:ria:b8d1907d-0ba6-c500-549f-b4c160dc2fce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I•••••••••	State registered	Jul 26, 2012	n/a	yes	SIOUX FALLS, SD	Current employment
B••••••••• L••	Former SEC adviser	Nov 14, 2011	Jul 26, 2012	no	SIOUX FALLS, SD\|NEWBURY PARK, CA\|SIOUX FALLS, SD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• L••	I••••••••• I•••••••••	Jul 26, 2012	Jul 26, 2012	0	Firm change	Other
E••••• J••••	B••••••••• L••	Nov 16, 2011	Nov 14, 2011

Relationships

Registered with (3)

→ I••••••••• I•••••••••Registered adviserregistration: current employment
Jul 26, 2012 to presentfactForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2011 to Jul 26, 2012factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 15, 2008 to Nov 16, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8d1907d-0ba6-c500-549f-b4c160dc2fce
First observed: Apr 15, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.