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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

REYNOLDS INVESTMENT MANAGEMENT INC

CRD 106580

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8d819e2-f5b7-562a-77f4-e6177da76e6e

Data as of Jul 14, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 1
Observed: Mar 30, 2012 to Jul 14, 2022
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Reynolds Investment Management Inc

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $657MItem 5.F on the latest filing (2022-07-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $647M
Private client RAUM: $603MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 309
Individual clients: 267
High net worth clients: 21
SEC number: 801-40973
CRD: 106580
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: Jul 14, 2022
Organised: Corporation, South Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REYNOLDS, THOMAS, J	President	D	yes	07/1995	Mar 30, 2012	Jul 14, 2022
CUNNINGHAM, CHRISTINE, REYNOLDS	DIRECT OWNER	A	no	12/2012	Mar 21, 2014	Jul 14, 2022
JOHNSTONE, LORA, H	CHIEF COMPLIANCE OFFICER	A	no	10/2004	Mar 30, 2012	Jul 14, 2022
LEWIS, JASON, EDWARD	DIRECT OWNER	B	no	01/2019	Mar 31, 2020	Jul 14, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
CHRISTOPHER M. JOHNSTONE	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$657M	$647M	5	4	0	n/a	n/a
2020	Mar 1, 2021	$567M	$553M	5	4	0	n/a	n/a
2019	Mar 31, 2020	$511M	$500M	5	4	0	n/a	n/a
2018	Mar 26, 2019	$407M	$407M	3	3	0	n/a	n/a
2017	Mar 29, 2018	$438M	$438M	7	3	0	n/a	n/a
2016	Mar 14, 2017	$372M	$372M	7	3	n/a	n/a	n/a
2015	Mar 22, 2016	$357M	$357M	6	3	n/a	n/a	n/a
2014	Mar 26, 2015	$377M	$377M	6	3	n/a	n/a	n/a
2013	Mar 21, 2014	$336M	$336M	6	3	n/a	n/a	n/a
2012	Mar 28, 2013	$269M	$269M	6	3	n/a	n/a	n/a
2011	Mar 30, 2012	$236M	$236M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$657M	$567M	15.9%	$407M	17.3%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	4	Oct 27, 2022	Aug 5, 2022	GREENVILLE, SC	Firm absorbed	Other	100.0%

Relationships

Affiliated with (2)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← REYNOLDS, THOMAS, JOwnerPRESIDENT, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← JOHNSTONE, LORA, HOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV
← LEWIS, JASON, EDWARDOwnerDIRECT OWNER, ownership code B, individual
Mar 31, 2020 to presentfactForm ADV
← CUNNINGHAM, CHRISTINE, REYNOLDSOwnerDIRECT OWNER, ownership code A, individual
Mar 21, 2014 to presentfactForm ADV

Registered with (4)

← THOMAS J REYNOLDSAdvisorregistration: previous registration
Mar 12, 2009 to Oct 27, 2022factForm ADV
← JASON EDWARD LEWISAdvisorregistration: previous registration
Mar 13, 2009 to Oct 27, 2022factForm ADV
← CHRISTINE REYNOLDS CUNNINGHAMAdvisorregistration: previous registration
Aug 27, 2015 to Oct 27, 2022factForm ADV
← Harrison M CollinsAdvisorregistration: previous registration
Mar 19, 2020 to Oct 27, 2022factForm ADV

Moved with (1)

→ CAPTRUSTRegistered adviser4 advisors, firm absorbed, same day
Oct 27, 2022 to Aug 5, 2022factForm ADV

Dated events

Occurred
Oct 27, 2022
Firm absorbed
Reynolds Investment Management Inc's advisors moved to Captrust (Greenville, SC): 4 of 4 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Oct 27, 2022
Advisor changed firm
Christine Reynolds Cunningham left Reynolds Investment Management Inc for Captrust (registered 2022-07-28)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Advisor changed firm
Harrison M Collins left Reynolds Investment Management Inc for Captrust (registered 2022-07-28)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Advisor changed firm
Thomas J Reynolds left Reynolds Investment Management Inc for Captrust (registered 2022-08-05)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Advisor changed firm
Jason Edward Lewis left Reynolds Investment Management Inc for Captrust (registered 2022-08-01)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Reynolds Investment Management Inc reported RAUM $511.5M, up 26% from $406.9M (2019-03-26 to 2020-03-31)
Form ADVobserved 5 days ago
$105M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8d819e2-f5b7-562a-77f4-e6177da76e6e
First observed: Mar 30, 2012
Last observed: Jul 14, 2022 50 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REYNOLDS INVESTMENT MANAGEMENT INC

CRD 106580

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8d819e2-f5b7-562a-77f4-e6177da76e6e

Data as of Jul 14, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REYNOLDS, THOMAS, J

President

yes

07/1995

Mar 30, 2012

Jul 14, 2022

CUNNINGHAM, CHRISTINE, REYNOLDS

DIRECT OWNER

12/2012

Mar 21, 2014

Jul 14, 2022

JOHNSTONE, LORA, H

CHIEF COMPLIANCE OFFICER

10/2004

Mar 30, 2012

Jul 14, 2022

LEWIS, JASON, EDWARD

DIRECT OWNER

01/2019

Mar 31, 2020

Jul 14, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

CHRISTOPHER M. JOHNSTONE

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$657M

$647M

n/a

2020

Mar 1, 2021

$567M

$553M

n/a

2019

Mar 31, 2020

$511M

$500M

n/a

2018

Mar 26, 2019

$407M

n/a

2017

Mar 29, 2018

$438M

n/a

2016

Mar 14, 2017

$372M

n/a

2015

Mar 22, 2016

$357M

n/a

2014

Mar 26, 2015

$377M

n/a

2013

Mar 21, 2014

$336M

n/a

2012

Mar 28, 2013

$269M

n/a

2011

Mar 30, 2012

$236M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$657M

$567M

15.9%

$407M

17.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Oct 27, 2022

Aug 5, 2022

GREENVILLE, SC

Firm absorbed

Other

100.0%