This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SIMPLICITY WEALTH

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Feb 19, 2019

First registration

Feb 21, 2019

Dual registered

yes, broker-dealer

Other names

Brian Wakefield|Brian Clark Wakefield

IAPD individual key

7051384

• Occurred

  Aug 8, 2025
  Advisor changed firm

  Brian Wakefield left Mutual Trust Asset Mgmt., Inc. for Simplicity Wealth (registered 2025-08-19)

  Form ADVobserved 4 days ago
• Occurred

  Jan 16, 2024
  Advisor changed firm

  Brian Wakefield left Edward Jones for Mutual Trust Asset Mgmt., Inc. (registered 2024-12-06)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b8e0e7fa-2859-60b7-d1b4-18112be3bed4

First observed

Feb 21, 2019

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.