This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2009earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S66

First exam

Dec 1, 2009

First registration

Dec 8, 2009

Dual registered

yes, broker-dealer

IAPD individual key

4280596

• Occurred

  Apr 30, 2026
  Advisor departed, no destination yet

  Brian Tallman Parker no longer registered at Dempsey Lord Smith, Llc; no later IA registration on IAPD

  Form ADVobserved 6 days ago
• Occurred

  Dec 9, 2022
  Advisor changed firm

  Brian Tallman Parker left Premium 72 Capital for Dempsey Lord Smith, Llc (registered 2022-04-11)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b8e0ebde-50a8-7de4-883c-6fd9f9e83f5e

First observed

Dec 8, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.