DFX Intelligence

I•••• C••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

I•••• C••••• L•••

Advisor at M••••• • M••••• A•••• M•••••••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:b8fa51bf-f6a8-a1c5-a06a-4f5f79018dab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 29, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I•••• C••••• L•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• • M••••• A•••• M•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• • M••••• A•••• M•••••••••	Asset manager	Nov 23, 2004	n/a	yes	CHICAGO, IL	Current employment
I••••••• P•••••• E••••• F••••••••• G•••• L••	Former SEC adviser	Nov 29, 2004	Nov 20, 2017	no	CHICAGO , IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• P•••••• E••••• F••••••••• G•••• L••	n/a	Nov 20, 2017	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ M••••• • M••••• A•••• M•••••••••Registered adviserregistration: current employment
Nov 23, 2004 to presentfactForm ADV
→ I••••••• P•••••• E••••• F••••••••• G•••• L••Registered adviserregistration: previous registration
Nov 29, 2004 to Nov 20, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8fa51bf-f6a8-a1c5-a06a-4f5f79018dab
First observed: Nov 29, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.