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Advisor at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Mixed wealth | Jan 3, 2025 | n/a | yes | CHICAGO, IL | Current employment |
| Corient | Independent wealth | Dec 14, 2022 | Oct 31, 2024 | no | MIAMI, FL|ITASCA, IL | Previous registration |
| BALASA DINVERNO FOLTZ LLC | Former SEC adviser | Apr 16, 2012 | Mar 31, 2023 | no | ITASCA, IL | Previous registration |
| BALASA DINVERNO FOLTZ LLC | Former SEC adviser | Jan 1, 2002 | Jan 18, 2011 | no | ITASCA, IL | Previous registration |
| BALASA DINVERNO FOLTZ LLC | Former SEC adviser | Jan 1, 2002 | Dec 31, 2008 | no | SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Corient | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Oct 31, 2024 | Jan 3, 2025 | 64 | Firm change | RIA to RIA |
| BALASA DINVERNO FOLTZ LLC | Corient | Mar 31, 2023 | Dec 14, 2022 | -107 | Bulk transfer | RIA to RIA |