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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Joseph Napolitano

Advisor at GLADSTONE WEALTH PARTNERS

PALM BEACH GARDENS, FL | Fort Mill, SC | Bedminster, NJ

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Search this name across graphsid dfx:ria:b90f8b30-d598-d251-a8b2-c2f6ff73e529

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLADSTONE WEALTH PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 8, 2006
First registration: Mar 24, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5067623

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLADSTONE WEALTH PARTNERS	Bd affiliated wealth	Sep 29, 2023	n/a	yes	PALM BEACH GARDENS, FL\|Fort Mill, SC\|Bedminster, NJ	Current employment
MARSHALL + STERLING WEALTH ADVISORS, INC.	Mixed wealth	Apr 22, 2019	Feb 12, 2021	no	POUGHKEEPSIE, NY	Previous registration
FIRST STANDARD FINANCIAL ADVISORY	n/a	Aug 22, 2018	Mar 8, 2019	no	RED BANK, NJ	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Aug 20, 2013	Jun 1, 2018	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Jan 23, 2013	Sep 10, 2013	no	POUGHKEEPSIE, NY	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Mar 24, 2006	Apr 9, 2012	no	POUGHKEEPSIE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARSHALL + STERLING WEALTH ADVISORS, INC.	GLADSTONE WEALTH PARTNERS	Feb 12, 2021	Sep 29, 2023	959	Firm change after gap	RIA to ibd
FIRST STANDARD FINANCIAL ADVISORY	MARSHALL + STERLING WEALTH ADVISORS, INC.	Mar 8, 2019	Apr 22, 2019	45	Firm change	Other
B. RILEY WEALTH ADVISORS, INC.	FIRST STANDARD FINANCIAL ADVISORY	Jun 1, 2018	Aug 22, 2018	82	Firm change	Other
ASSET & FINANCIAL PLANNING, LTD	B. RILEY WEALTH ADVISORS, INC.	Sep 10, 2013	Aug 20, 2013	-21	Firm change	Other

Relationships

Registered with (5)

→ GLADSTONE WEALTH PARTNERSRegistered adviserregistration: current employment
Sep 29, 2023 to presentfactForm ADV
→ MARSHALL + STERLING WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 22, 2019 to Feb 12, 2021factForm ADV
→ FIRST STANDARD FINANCIAL ADVISORYRegistered adviserregistration: previous registration
Aug 22, 2018 to Mar 8, 2019factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 20, 2013 to Jun 1, 2018factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
Jan 23, 2013 to Sep 10, 2013factForm ADV

Dated events

No dated event names this entity yet.