DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ASSETMARK, INC.
Glendale, AZ | CONCORD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASSETMARK, INC. | Bd affiliated wealth | Dec 22, 2025 | n/a | yes | Glendale, AZ|CONCORD, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | Dec 19, 2025 | no | SCOTTSDALE, AZ | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 6, 2016 | Sep 1, 2023 | no | SCOTTSDALE, AZ|PHOENIX, AZ|PHOENIX, AZ|PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | ASSETMARK, INC. | Dec 19, 2025 | Dec 22, 2025 | 3 | Firm change | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |