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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LINCOLN CAPITAL, LLC

CRD 168307

LINCOLN, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b920b95b-6df2-0a58-b28d-732019c7d27d

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 28, 2013 to Mar 9, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $845MItem 5.F on the latest filing (2026-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $722M
Private client RAUM: $715MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $169Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,266
Individual clients: 571
High net worth clients: 639
SEC number: 801-78526
CRD: 168307
Filings on the tape: 28
First filed: Aug 28, 2013
Latest filed: Mar 9, 2026
Organised: Limited Liability Company, NE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JUDD AARON NORMAN	n/a	LINCOLN, NE	13	40	2	yes
BRETT C NEAL	n/a	LINCOLN, NE	13	36	2	yes
TRUMAN WENDELL FAEH	n/a	LINCOLN, NE	8	12	1	no
Brian George Swim	n/a	Lincoln, NE	3	17	3	no
Jonnathan Isaac McLain	n/a	LINCOLN, NE	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NORMAN, JUDD, AARON	MANAGING MEMBER	E	yes	07/2005	Aug 28, 2013	Aug 27, 2024
Swim, Brian, George	CHIEF COMPLIANCE OFFICER	Na	no	04/2024	Jul 22, 2024	Aug 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LINCOLN CAPITAL INSURANCE GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
LINCOLN CAPITAL LIFE, LLC	n/a	n/a	n/a	N	yes	n/a
LINCOLN CAPITAL SOLUTIONS	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$845M	$722M	9	4	0	n/a	n/a
2024	Mar 18, 2025	$743M	$594M	9	4	0	n/a	n/a
2023	Jan 16, 2024	$644M	$557M	10	5	0	n/a	n/a
2022	Jan 20, 2023	$540M	$465M	10	5	0	n/a	n/a
2021	Jan 20, 2022	$585M	$523M	9	5	0	n/a	n/a
2020	Feb 10, 2021	$477M	$430M	9	5	0	n/a	n/a
2019	Feb 27, 2020	$369M	$353M	11	6	0	n/a	n/a
2018	Mar 7, 2019	$293M	$279M	10	5	0	n/a	n/a
2017	Mar 16, 2018	$295M	$280M	9	5	0	n/a	n/a
2016	Mar 30, 2017	$235M	$224M	8	4	n/a	n/a	n/a
2015	Mar 4, 2016	$221M	$210M	6	4	n/a	n/a	n/a
2014	Mar 13, 2015	$197M	$190M	6	4	n/a	n/a	n/a
2013	Feb 14, 2014	$168M	$163M	6	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$845M	$743M	13.7%	$540M	16.1%	9	9	0	0

Relationships

Registered with (5)

← Jonnathan Isaac McLainAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← Brian George SwimAdvisorregistration: current employment
Dec 21, 2022 to presentfactForm ADV
← TRUMAN WENDELL FAEHAdvisorregistration: current employment
Jan 9, 2018 to presentfactForm ADV
← JUDD AARON NORMANAdvisorregistration: current employment
Sep 19, 2013 to presentfactForm ADV
← BRETT C NEALAdvisorregistration: current employment
Sep 19, 2013 to presentfactForm ADV

Controls (1)

← NORMAN, JUDD, AARONOwnerMANAGING MEMBER, ownership code E, individual
Aug 28, 2013 to Aug 27, 2024factForm ADV

Owns (1)

← Swim, Brian, GeorgeOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 22, 2024 to Aug 27, 2024factForm ADV

Dated events

Occurred
Jul 22, 2024
Control person left
Susan Cynthia Hahn (Chief Compliance Officer) no longer on Schedule A of Lincoln Capital, Llc (listed 2024-01-16, absent 2024-07-22)
Form ADVobserved 4 days ago
Occurred
Feb 10, 2021
Regulatory AUM changed
Lincoln Capital, Llc reported RAUM $476.8M, up 29% from $368.8M (2020-06-05 to 2021-02-10)
Form ADVobserved 4 days ago
$108M
Occurred
Aug 28, 2013
First Form ADV filing
Lincoln Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b920b95b-6df2-0a58-b28d-732019c7d27d
First observed: Aug 28, 2013
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LINCOLN CAPITAL, LLC

CRD 168307

LINCOLN, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b920b95b-6df2-0a58-b28d-732019c7d27d

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JUDD AARON NORMAN

n/a

LINCOLN, NE

yes

BRETT C NEAL

n/a

LINCOLN, NE

yes

TRUMAN WENDELL FAEH

n/a

LINCOLN, NE

Brian George Swim

n/a

Lincoln, NE

Jonnathan Isaac McLain

n/a

LINCOLN, NE

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NORMAN, JUDD, AARON

MANAGING MEMBER

yes

07/2005

Aug 28, 2013

Aug 27, 2024

Swim, Brian, George

CHIEF COMPLIANCE OFFICER

04/2024

Jul 22, 2024

Aug 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LINCOLN CAPITAL INSURANCE GROUP, LLC

n/a

yes

n/a

LINCOLN CAPITAL LIFE, LLC

n/a

yes

n/a

LINCOLN CAPITAL SOLUTIONS

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$845M

$722M

n/a

2024

Mar 18, 2025

$743M

$594M

n/a

2023

Jan 16, 2024

$644M

$557M

n/a

2022

Jan 20, 2023

$540M

$465M

n/a

2021

Jan 20, 2022

$585M

$523M

n/a

2020

Feb 10, 2021

$477M

$430M

n/a

2019

Feb 27, 2020

$369M

$353M

n/a

2018

Mar 7, 2019

$293M

$279M

n/a

2017

Mar 16, 2018

$295M

$280M

n/a

2016

Mar 30, 2017

$235M

$224M

n/a

2015

Mar 4, 2016

$221M

$210M

n/a

2014

Mar 13, 2015

$197M

$190M

n/a

2013

Feb 14, 2014

$168M

$163M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$845M

$743M

13.7%

$540M

16.1%