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R•••••• J••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

R•••••• J••••• R••••••

Advisor at C•••• W••••• M••••••••• L••

GARDEN CITY, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• W••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Oct 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• W••••• M••••••••• L••	Former SEC adviser	Aug 31, 2021	n/a	yes	GARDEN CITY, NY	Current employment
C•••• W••••• M••••••••• L••	Former SEC adviser	May 21, 2018	Jun 29, 2020	no	GARDEN CITY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• C•••• A•••• M•••••••••	C•••• W••••• M••••••••• L••	Jan 25, 2016	Mar 22, 2016	57	Firm change	Other
A•••••• W••••• M••••••••• L•••	N•••••• C•••• A•••• M•••••••••	Mar 22, 2013	Jun 5, 2012

Relationships

Registered with (4)

→ C•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 21, 2018 to Jun 29, 2020factForm ADV
→ N•••••• C•••• A•••• M•••••••••Registered adviserregistration: previous registration
Jun 5, 2012 to Jan 25, 2016factForm ADV
→ A•••••• W••••• M••••••••• L•••Registered adviserregistration: previous registration
Apr 25, 2012 to Mar 22, 2013factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2009
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.