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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ARISTON WEALTH MANAGEMENT, L.P.

CRD 158220

CHICAGO, IL

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Search this name across graphsid dfx:ria:dec7ead4-985b-77d2-ef58-e090466d4559

Data as of Jul 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2011 to Jul 9, 2013
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.0MItem 5.F on the latest filing (2013-07-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 3
Accounts: 86
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $609,790gross asset value as reported per fund; never fund size
SEC number: 801-72571
CRD: 158220
Filings on the tape: 24
First filed: Nov 10, 2011
Latest filed: Jul 9, 2013
Organised: Limited Liability Partnership, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
VITALIS CAPITAL PARTNERS II	Hedge Fund	$609,790	Jul 9, 2013	5	Dec 13, 2012	reported	n/a
VITALIS CAPITAL PARTNERS	Hedge Fund	$100,000	Jan 17, 2013	1	Dec 13, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
45 BROADWAY LLC	GENERAL PARTNER	E	yes	09/2011	Nov 10, 2011	Jul 9, 2013
SZCZECINSKI, BRADFORD, DALE	PRESIDENT AND CCO	Na	yes	07/2013	Dec 6, 2011	Jul 9, 2013
KHAN, IMTIAZ, A	Member	E	no	09/2011	Nov 10, 2011	Jul 9, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MEYERS ASSOCIATES, L.P.	n/a	n/a	n/a	Y	yes	NY

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Longwood	FL	United States	n/a	no
NEW YORK	NY	United States	n/a	no
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$29.0M	$0	14	3	n/a	1	$609,790
2011	Mar 30, 2012	$190M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$29.0M	$190M	-84.7%	n/a	n/a	15	n/a	n/a	n/a

Relationships

Advises (2)

→ VITALIS CAPITAL PARTNERS IIPrivate fundHedge Fund, IA
Dec 13, 2012 to presentfactForm ADV
→ VITALIS CAPITAL PARTNERSPrivate fundHedge Fund, IA
Dec 13, 2012 to presentfactForm ADV

Controls (2)

← SZCZECINSKI, BRADFORD, DALEOwnerPRESIDENT AND CCO, ownership code NA, individual
Dec 6, 2011 to presentfactForm ADV
← 45 BROADWAY LLCOwnerGENERAL PARTNER, ownership code E, domestic entity
Nov 10, 2011 to presentfactForm ADV

Owns (1)

← KHAN, IMTIAZ, AOwnerMEMBER, ownership code E, individual
Nov 10, 2011 to presentfactForm ADV

Registered with (9)

← LEONARD BARENBOIMAdvisorregistration: previous registration
Sep 23, 2014 to Dec 31, 2014factForm ADV
← Scott David WerlingAdvisorregistration: previous registration
Sep 5, 2012 to Dec 31, 2014factForm ADV
← BRADFORD DALE SZCZECINSKIAdvisorregistration: previous registration
Apr 25, 2012 to Sep 30, 2013factForm ADV
← THEODORE RICHARD AUGUSTYNIAKAdvisorregistration: previous registration
Apr 25, 2012 to Sep 30, 2013factForm ADV
← SCOTT ARTHUR KEMPSAdvisorregistration: previous registration
Apr 25, 2012 to Jul 9, 2013factForm ADV
← RICHARD JOSEPH RIZZUTOAdvisorregistration: previous registration
Apr 25, 2012 to Mar 22, 2013factForm ADV
← MICHAEL PATRICK NIXONAdvisorregistration: previous registration
Apr 24, 2012 to Feb 19, 2013factForm ADV
← MATTHEW DAVID ALBERSAdvisorregistration: previous registration
Apr 24, 2012 to Feb 19, 2013factForm ADV
← Allen Kellam AyersAdvisorregistration: previous registration
Apr 25, 2012 to Feb 5, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dec7ead4-985b-77d2-ef58-e090466d4559
First observed: Nov 10, 2011
Last observed: Jul 9, 2013 160 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARISTON WEALTH MANAGEMENT, L.P.

CRD 158220

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dec7ead4-985b-77d2-ef58-e090466d4559

Data as of Jul 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

VITALIS CAPITAL PARTNERS II

Hedge Fund

$609,790

Jul 9, 2013

Dec 13, 2012

reported

n/a

VITALIS CAPITAL PARTNERS

Hedge Fund

$100,000

Jan 17, 2013

Dec 13, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

45 BROADWAY LLC

GENERAL PARTNER

yes

09/2011

Nov 10, 2011

Jul 9, 2013

SZCZECINSKI, BRADFORD, DALE

PRESIDENT AND CCO

yes

07/2013

Dec 6, 2011

Jul 9, 2013

KHAN, IMTIAZ, A

Member

09/2011

Nov 10, 2011

Jul 9, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MEYERS ASSOCIATES, L.P.

n/a

yes

City

State

Country

Employees

Also broker-dealer

Longwood

United States

n/a

NEW YORK

United States

n/a

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$29.0M

n/a

$609,790

2011

Mar 30, 2012

$190M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$29.0M

$190M

-84.7%

n/a