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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
NEWTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 17, 2025 | n/a | yes | NEWTOWN, PA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 24, 2024 | Feb 4, 2025 | no | Warren, NJ | Previous registration |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | Asset manager | Sep 29, 2006 | Jan 18, 2023 | no | PLAINSBORO, NJ|PRINCETON, NJ | Previous registration |
| MERRILL LYNCH INVESTMENT MANAGERS LP | n/a | Jan 19, 1999 | Sep 29, 2006 | no | PRINCETON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BLACKROCK INVESTMENT MANAGEMENT, LLC | COMMONWEALTH FINANCIAL NETWORK | Jan 18, 2023 | May 24, 2024 | 492 | Firm change after gap | Other |
| MERRILL LYNCH INVESTMENT MANAGERS LP | BLACKROCK INVESTMENT MANAGEMENT, LLC | Sep 29, 2006 | Sep 29, 2006 | 0 | Bulk transfer | Other |