This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$527MItem 5.F on the latest filing (2019-08-21); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$527M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

12

Advisory employees

6

Offices

0Schedule D 1.F, beyond the principal office

Accounts

5

Private funds

2Schedule D 7.B(1)

Private fund GAV

$440Mgross asset value as reported per fund; never fund size

SEC number

801-117246

CRD

302119

Filings on the tape

2

First filed

Jul 26, 2019

Latest filed

Aug 21, 2019

Organised

Other (specify)

• Occurred

  Jul 26, 2019
  First Form ADV filing

  Smn Investment Services Gmbh filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b935d9ac-9273-da95-dc85-4ae2449325c5

First observed

Jul 26, 2019

Last observed

Aug 21, 2019 86 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.