DFX Intelligence

K•••• M•••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

K•••• M•••••• W•••••••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:b9492591-c3f1-6a2d-1dba-f93163344164

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 7, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Jul 7, 2023	n/a	yes	SAN FRANCISCO, CA\|SCOTTSDALE, AZ	Current employment
W•••• F•••• I••••••••• L••	n/a	Feb 28, 2002	Dec 17, 2002	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• I••••••••• L••	P••••••• A•••••••• L••	Dec 17, 2002	Jul 7, 2023	7,507	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 7, 2023 to presentfactForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Feb 28, 2002 to Dec 17, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9492591-c3f1-6a2d-1dba-f93163344164
First observed: Feb 28, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.