DFX Intelligence
Data Factory
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Reading the graph
CRD 155348
LA MESA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAVIS, MARC, CLINTON | President | D | yes | 01/2006 | Mar 8, 2017 | Jun 16, 2022 |
| SEILEY, JOSEPH, MICHAEL | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | D | yes | 01/2006 | Mar 8, 2017 | Jun 16, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 7, 2022 | $189M | $176M | 5 | 3 | 0 | n/a | n/a |
| 2020 | Mar 8, 2021 | $168M | $153M | 5 | 3 | 0 | n/a | n/a |
| 2019 | Jan 14, 2020 | $163M | $149M | 5 | 3 | 0 | n/a | n/a |
| 2018 | Feb 12, 2019 | $146M | $135M | 5 | 3 | 0 | n/a | n/a |
| 2017 | Feb 15, 2018 | $137M | $137M | 5 | 3 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $189M | $168M | 12.6% | $146M | 9.2% | 5 | 5 | 0 | 0 |