DFX Intelligence

P••••• T••••• Q••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

P••••• T••••• Q••••••

Advisor at T••••••••• C•••••• L••

SARASOTA, FL | Fort Myers, FL

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Search this name across graphsid dfx:ria:b94f00cc-0e12-2e9a-2d8a-b164a60e69f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• C•••••• L••	Independent wealth	Nov 29, 2022	n/a	yes	SARASOTA, FL\|Fort Myers, FL	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Jan 3, 2008	Nov 7, 2022	no	LAKEWOOD, NJ\|LAKEWOOD, NJ\|Urbandale, IA\|Fort Myers, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	T••••••••• C•••••• L••	Nov 7, 2022	Nov 29, 2022	22	Firm change	RIA to RIA
B• R•••• W••••• A•••••••• I•••	I•••••••• A•••••••• L••	Dec 13, 2007	Jan 3, 2008

Relationships

Registered with (3)

→ T••••••••• C•••••• L••Registered adviserregistration: current employment
Nov 29, 2022 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2008 to Nov 7, 2022factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2006 to Dec 13, 2007factForm ADV

Dated events

Occurred
Nov 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b94f00cc-0e12-2e9a-2d8a-b164a60e69f4
First observed: Nov 13, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.