DFX Intelligence

A••••••••• R••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

A••••••••• R••••••• C•••••• M••••••••• L•

CRD 285519

NEW YORK, NY

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Search this name across graphsid dfx:ria:b956613c-0c24-2217-cff5-5a34b32c1b9d

Data as of Mar 11, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 6, 2016 to Mar 11, 2020
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• M•••••• F•••• S••• • S••••••••• P•••••••• 2••	Hedge Fund	$2.2B	Mar 11, 2020	12	Feb 1, 2017	reported	021-278778

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• R••••••• C•••••• M••••••••• L••	GENERAL PARTNER	Na	yes	09/2016	May 15, 2017	Mar 11, 2020
G•••••••• M••••••• A••••••	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	07/2018	Jul 6, 2018	Mar 11, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$2.2B	$1.4B	60.3%	$116M	166.2%	4	4	0	0

Relationships

Advises (1)

→ P•• M•••••• F•••• S••• • S••••••••• P•••••••• 2••Private fundHedge Fund, IA
Feb 1, 2017 to presentfactForm ADV

Controls (3)

← H••••••••• C•••••• C•••••••OwnerCHIEF EXECUTIVE OFFICER, LIMITED PARTNER, ownership code E, individual
Oct 6, 2016 to presentfactForm ADV
← G•••••••• M••••••• A••••••OwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Jul 6, 2018 to presentfactForm ADV
← A••••••••• R••••••• C•••••• M••••••••• L••

Dated events

Occurred
Mar 11, 2020
Regulatory AUM changed
A••••••••• R••••••• C•••••• M••••••••• L• reported RAUM $2.2B, up 60% from $1.4B (2019-04-09 to 2020-03-11)
Form ADVobserved 7 days ago
$822M
Occurred
Jan 30, 2018
Regulatory AUM changed
A••••••••• R••••••• C•••••• M••••••••• L• reported RAUM $1.5B, up 1161% from $115.9M (2017-06-05 to 2018-01-30)
Form ADVobserved 7 days ago
$1.3B
Occurred
Oct 6, 2016
First Form ADV filing
A••••••••• R••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b956613c-0c24-2217-cff5-5a34b32c1b9d
First observed: Oct 6, 2016
Last observed: Mar 11, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.