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CRD 167163
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AIC CREDIT OPPORTUNITIES, LLC | Hedge Fund | $2.0B | Jan 4, 2024 | 1 | Mar 31, 2014 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BANULSKI, JUSTIN, WILLIAM | CHIEF FINANCIAL OFFICER | Na | yes | 07/2023 | Jul 28, 2023 | Jun 4, 2024 |
| CHELIOTIS, KOSTAS | MEMBER OF THE BOARD OF MANAGERS | Na | yes | 01/2023 | Jan 12, 2023 | Jun 4, 2024 |
| DIAS, ALEXANDER, EMMANUEL | MEMBER OF BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER AND PRESIDENT | Na | yes | 01/2021 | Jan 28, 2021 | Jun 4, 2024 |
| GASS, PHILLIP, JOHN | MEMBER OF THE BOARD OF MANAGERS | Na | yes | 01/2023 | Jan 12, 2023 | Jun 4, 2024 |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | GENERAL PARTNER | F | yes | 04/2018 | Mar 30, 2022 | Jun 4, 2024 |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | GENERAL PARTNER | F | yes | 07/2007 | Mar 30, 2022 | Jun 4, 2024 |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | GENERAL PARTNER | F | yes | 07/2007 | Mar 30, 2022 | Jun 4, 2024 |
| GGCOF NASSAU INVESTMENTS, L.P. | LIMITED PARTNER | E | yes | 04/2020 | Jan 12, 2023 | Jun 4, 2024 |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | Member | C | yes | 04/2018 | Jun 13, 2019 | Jun 4, 2024 |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. | LIMITED PARTNER | D | yes | 04/2018 | Jun 13, 2019 | Jun 4, 2024 |
| NASSAU ASSET MANAGEMENT LLC | Member | E | yes | 01/2023 | Jan 12, 2023 | Jun 4, 2024 |
| NASSAU FINANCIAL GROUP GP LTD. | GENERAL PARTNER | F | yes | 04/2018 | Jan 12, 2023 | Jun 4, 2024 |
| NASSAU FINANCIAL GROUP, L.P. | Member | E | yes | 04/2018 | Jan 12, 2023 | Jun 4, 2024 |
| NASSAU NAMCO BLOCKER, LLC | LIMITED PARTNER | C | yes | 04/2018 | Jan 12, 2023 | Jun 4, 2024 |
| NASSAU NAMCO SPLITTER, L.P. | LIMITED PARTNER | E | yes | 04/2020 | Jan 12, 2023 | Jun 4, 2024 |
| NASSAU NGC HOLDINGS LLC | MEMBER OF NGC CAPITAL MANAGEMENT LLC | E | yes | 01/2023 | Jul 28, 2023 | Jun 4, 2024 |
| ROTH, JOHN, HERBERT | DEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | Na | yes | 05/2023 | Jun 1, 2023 | Jun 4, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GOLDEN GATE PRIVATE EQUITY INC. | n/a | Asset manager | $11B | N | yes | n/a |
| NASSAU GLOBAL CREDIT LLC | n/a | Asset manager | $6.4B | N | yes | n/a |
| 1851 SECURITIES, INC | n/a | n/a | n/a | N | yes | n/a |
| AIC CREDIT OPPORTUNITIES PARTNERS FUND II GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CONCORD RE, INC. | n/a | n/a | n/a | N | yes | n/a |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | n/a | n/a | n/a | Y | yes | n/a |
| LYNBROOK RE, INC. | n/a | n/a | n/a | N | yes | n/a |
| MAGNI RE LTD. | n/a | n/a | n/a | N | yes | n/a |
| NASSAU ALTERNATIVE INVESTMENTS LLC | n/a | n/a | n/a | N | yes | n/a |
| NASSAU GLOBAL CREDIT (UK) LLP | n/a | n/a | n/a | N | yes | n/a |
| NASSAU LIFE AND ANNUITY COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NASSAU LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NASSAU LIFE INSURANCE COMPANY OF KANSAS | n/a | n/a | n/a | N | yes | n/a |
| NASSAU PRIVATE CREDIT GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NASSAU PRIVATE CREDIT LLC | n/a | n/a | n/a | N | yes | n/a |
| NASSAU RE (CAYMAN) LTD. | n/a | n/a | n/a | N | yes | n/a |
| NGC CLO MANAGER LLC | n/a | n/a | n/a | N | yes | n/a |
| PHL VARIABLE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| SUNRISE RE, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Darien | Ct | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Apr 1, 2024 | $2.3B | $2.3B | 11 | 8 | 1 | 4 | $1.0B |
| 2022 | Mar 30, 2023 | $2.8B | $2.8B | 22 | 7 | 0 | 4 | $2.8B |
| 2021 | Mar 30, 2022 | $3.3B | $3.3B | 28 | 11 | 0 | 4 | $3.2B |
| 2020 | Mar 31, 2021 | $2.7B | $2.7B | 32 | 14 | 0 | 4 | $2.7B |
| 2019 | Mar 30, 2020 | $2.5B | $2.5B | 37 | 19 | 0 | 4 | $2.4B |
| 2018 | Mar 29, 2019 | $1.2B | $1.1B | 25 | 18 | 0 | 3 | $1.1B |
| 2017 | Mar 30, 2018 | $1.2B | $664M | 21 | 13 | 0 | 1 | $664M |
| 2016 | Mar 31, 2017 | $1.0B | $724M | 18 | 12 | n/a | 1 | $724M |
| 2015 | Mar 25, 2016 | $1.3B | $1.0B | 18 | 12 | n/a | 1 | $1.0B |
| 2014 | Mar 31, 2015 | $2.9B | $2.7B | 14 | 10 | n/a | 1 | $2.7B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $2.2B | $2.8B | -21.2% | $2.7B | -6.5% | 11 | 22 | 1 | 0 |