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CRD 104764
CHAMPAIGN, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RONALD LANE KIDDOO | n/a | CHAMPAIGN, IL | 28 | 44 | 1 | no |
| GREGORY DALE COZAD | Certified Financial Planner | CHAMPAIGN, IL | 28 | 44 | 2 | no |
| DONALD RALPH CASPER | n/a | CHAMPAIGN, IL | 28 | 44 | n/a | no |
| STUART THOMAS MEACHAM | Chartered Financial Consultant | CHAMPAIGN, IL | 28 | 43 | 2 | no |
| MARY FRANCES MCGRATH | Certified Financial Planner|Personal Financial Specialist | CHAMPAIGN, IL | 28 | 41 | 2 | no |
| PEGGY JOHNSON SCHLUTER | Certified Financial Planner | CHAMPAIGN, IL | 26 | 35 | n/a | no |
| ANNE JOELLE STORSVED | Certified Financial Planner|Chartered Financial Analyst | CHAMPAIGN, IL | 25 | 28 | 2 | no |
| JOHN BRYANT EVANS | n/a | CHAMPAIGN, IL | 24 | 24 | 1 | no |
| STEVEN J GARDNER | Certified Financial Planner | CHAMPAIGN, IL | 15 | 17 | 1 | no |
| JACK STEWART EARLEY | Certified Financial Planner | CHAMPAIGN, IL | 14 | 43 | 1 | no |
| STEPHEN CRAIG KIDDOO | n/a | CHAMPAIGN, IL | 13 | 18 | n/a | no |
| BRETT ANDERSON | Certified Financial Planner | CHAMPAIGN, IL | 7 | 12 | 1 | no |
| Adrienne Lynne Olson | Certified Financial Planner | CHAMPAIGN, IL | 6 | 26 | 1 | no |
| Kaitlin Anne Buerkett | Certified Financial Planner | CHAMPAIGN, IL | 6 | 12 | n/a | no |
| William James Buerkett | n/a | CHAMPAIGN, IL | 5 | 12 | 1 | no |
| DAE-WOUNG KANG | n/a | CHAMPAIGN, IL | 4 | 24 | n/a | no |
| Trenton S. Meacham | n/a | CHAMPAIGN, IL | 3 | 14 | 1 | no |
| Brent William Schluter | Certified Financial Planner | CHAMPAIGN, IL | 3 | 10 | n/a | no |
| Regan Ann Frazier | Certified Financial Planner | CHAMPAIGN, IL | 3 | 15 | n/a | no |
| RAYMOND LEE HEINRICH | n/a | CHAMPAIGN, IL | 1 | 57 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PREMIERE PARTNERS II LIMITED PARTNERSHIP | Real Estate Fund | $24.0M | May 26, 2016 | 3 | Mar 19, 2012 | dropped | n/a |
| COZAD SMALL CAP VALUE FUND I, LP | Private Equity Fund | $20.2M | Mar 27, 2014 | 42 | Mar 19, 2012 | dropped | 021-144250 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANDERSON, BRADEN, LEE | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | Na | yes | 12/2021 | Mar 27, 2026 | Mar 27, 2026 |
| ANDERSON, BRETT | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | Na | yes | 12/2021 | Mar 27, 2026 | Mar 27, 2026 |
| Buerkett, Kaitlin, Anne | EXECUTIVE VICE PRESIDENT, DIRECTOR | Na | yes | 12/2024 | Mar 27, 2026 | Mar 27, 2026 |
| KANG, DAE-WOUNG | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR | Na | yes | 12/2023 | Mar 27, 2026 | Mar 27, 2026 |
| KIDDOO, RONALD, LANE | Director | A | yes | 01/1982 | Mar 27, 2026 | Mar 27, 2026 |
| KIDDOO, STEPHEN, CRAIG | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2013 | Mar 27, 2026 | Mar 27, 2026 |
| MCGRATH, MARY, FRANCES | Director | A | yes | 05/2000 | Mar 27, 2026 | Mar 27, 2026 |
| MEACHAM, STUART, THOMAS | Director | A | yes | 10/1982 | Mar 27, 2026 | Mar 27, 2026 |
| STORSVED, ANNE, JOELLE | EXECUTIVE VICE PRESIDENT, DIRECTOR OF TAX DEPARTMENT, & DIRECTOR | Na | yes | 01/2013 | Mar 27, 2026 | Mar 27, 2026 |
| WHITE, B., JOSEPH | Director | Na | yes | 12/2021 | Mar 27, 2026 | Mar 27, 2026 |
| COZAD, GREGORY, DALE | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | A | yes | 11/1993 | Mar 19, 2012 | Oct 4, 2024 |
| CHARLES H SHAPLAND | Shareholder | A | no | 10/2025 | Mar 27, 2026 | Mar 27, 2026 |
| JOHN MARK SHAPLAND | Shareholder | A | no | 10/2025 | Mar 27, 2026 | Mar 27, 2026 |
| LAURA P SHAPLAND | Shareholder | A | no | 10/2025 | Mar 27, 2026 | Mar 27, 2026 |
| NORRIS, CYNTHIA, C | Shareholder | A | no | 08/1994 | Mar 27, 2026 | Mar 27, 2026 |
| NORRIS, JOHNSTON, ALLEN | Shareholder | A | no | 01/1992 | Mar 27, 2026 | Mar 27, 2026 |
| GEORGE SHAPLAND ESTATE | Shareholder | C | no | 12/2023 | Mar 28, 2024 | Oct 4, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MANAGED TAX SERVICES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $2.6B | $2.5B | 29 | 20 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $2.2B | $2.2B | 29 | 20 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $1.9B | $1.9B | 25 | 20 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | $1.6B | $1.6B | 25 | 22 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.9B | $1.8B | 20 | 18 | 0 | n/a | n/a |
| 2020 | Mar 22, 2021 | $1.6B | $1.5B | 21 | 20 | 0 | n/a | n/a |
| 2019 | Feb 25, 2020 | $1.5B | $1.4B | 20 | 20 | 0 | n/a | n/a |
| 2018 | Jan 31, 2019 | $1.2B | $1.1B | 21 | 18 | 2 | n/a | n/a |
| 2017 | Feb 27, 2018 | $1.2B | $1.1B | 20 | 17 | 3 | n/a | n/a |
| 2016 | Mar 20, 2017 | $1.1B | $943M | 20 | 17 | n/a | n/a | n/a |
| 2015 | Mar 16, 2016 | $1.1B | $884M | 19 | 16 | n/a | 1 | $24.0M |
| 2014 | Mar 30, 2015 | $1.0B | $827M | 18 | 16 | n/a | 1 | $33.1M |
| 2013 | Mar 19, 2014 | $968M | $777M | 17 | 15 | n/a | 2 | $55.3M |
| 2012 | Mar 4, 2013 | $844M | $685M | 17 | 16 | n/a | 2 | $46.8M |
| 2011 | Mar 19, 2012 | $681M | $532M | n/a | n/a | n/a | 2 | $40.0M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.6B | $2.2B | 17.0% | $1.6B | 17.0% | 29 | 29 | 0 | 0 |