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Advisor at FIRST PACIFIC FINANCIAL, INC.
VANCOUVER, WA | PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST PACIFIC FINANCIAL, INC. | Independent wealth | Aug 31, 2016 | n/a | yes | VANCOUVER, WA|PORTLAND, OR | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Aug 19, 2004 | Dec 31, 2017 | no | VANCOUVER, WA|VANCOUVER, WA|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | FIRST PACIFIC FINANCIAL, INC. | Dec 31, 2017 | Aug 31, 2016 | -487 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3866:284736:OR:2017-12-31 | Dec 31, 2017 | Aug 31, 2016 | PORTLAND, OR | Firm change after gap |