A••• K•••

Advisor at W•••• F•••• A•••••••

PLATTSBURGH, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b97b15a5-f94f-ebd7-d14a-731b3eeffc0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 3, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 28, 2024	n/a	yes	PLATTSBURGH, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 7, 2014	Mar 13, 2024	no	PLATTSBURGH, NY\|SAN DIEGO, CA\|PLATTSBURGH, NY\|LAKE PLACID, NY\|MASSENA, NY\|LAKE PLACID, NY\|LAKE PLACID, NY\|POTSDAM, NY\|SARANAC LAKE, NY\|ELLENBURG DEPOT, NY\|NORFOLK, NY\|WILLISTON, VT\|ESSEX JCT, VT\|GLENS FALLS, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• F•••• A•••••••	Mar 13, 2024	Feb 28, 2024	-14	Firm change	Ibd to wirehouse
M••••• S••••••	L•• F•••••••• L••	Apr 29, 2014	May 7, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:19616:NY:2024-03-13	Mar 13, 2024	Feb 28, 2024	GLENS FALLS, NY	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 28, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 7, 2014 to Mar 13, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 25, 2013 to Apr 29, 2014factForm ADV

Dated events

Occurred
Mar 13, 2024
Advisor changed firm
A••• K••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-02-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b97b15a5-f94f-ebd7-d14a-731b3eeffc0c
First observed: Sep 25, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.