DFX Intelligence

R•••••• R• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R•••••• R• W••••

Advisor at M••••••• I••••••••• N•••••• I•••

DALLAS, TX | Belton, TX

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Search this name across graphsid dfx:ria:b9a1d004-87d0-87fc-095e-3bfd63984b62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• I••••••••• N•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Apr 17, 2026	n/a	yes	DALLAS, TX\|Belton, TX	Current employment
S••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Aug 13, 2012	May 7, 2026	no	TEMPLE, TX\|TEMPLE, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• A•••••••• L••	M••••••• I••••••••• N•••••• I•••	May 7, 2026	Apr 17, 2026	-20	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 13, 2012 to May 7, 2026factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9a1d004-87d0-87fc-095e-3bfd63984b62
First observed: Aug 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.