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T••• G••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

T••• G••• H••••••

Advisor at W•••• I••••••••• A•••••••• L••

LINCROFT, NJ

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Search this name across graphsid dfx:ria:b9a6475b-2fc8-33d0-f3bd-eaaa1a622542

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	May 20, 2015	n/a	yes	LINCROFT, NJ	Current employment
C•••••••	Institutional manager	May 28, 2015	May 15, 2022	no	RALEIGH, NC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••	n/a	May 15, 2022	n/a	n/a	Departure no registered destination	Departure
I••••••••• F•••••••• P•••••••	W•••• I••••••••• A•••••••• L••	Sep 30, 2015	May 20, 2015

Relationships

Registered with (5)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 20, 2015 to presentfactForm ADV
→ C•••••••Registered adviserregistration: previous registration
May 28, 2015 to May 15, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 24, 2010 to Sep 30, 2015factForm ADV
→ N•• A•••••••• I•••Registered adviser

Dated events

Occurred
May 15, 2022
Advisor departed, no destination yet
T••• G••• H•••••• no longer registered at Captrust; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9a6475b-2fc8-33d0-f3bd-eaaa1a622542
First observed: Nov 27, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.