This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WEDBUSH SECURITIES INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 20, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Feb 20, 2002

First registration

Mar 21, 2002

Dual registered

no

Other names

Sherry Lynn Phillips

IAPD individual key

4441533

• Occurred

  Sep 15, 2026
  Advisor changed firm

  Sherry Phillips Malone left UBS Financial Services Inc. for Wedbush Securities Inc. (registered 2026-09-10)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b9b95d5b-b7ac-3042-7092-392b5c46b99e

First observed

Mar 21, 2002

Last observed

Sep 16, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.