DFX Intelligence

H••••• J••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

H••••• J••• C•••

Advisor at C••••• C•••••••• W••••• M••••••••• L••

NEW YORK, NY | ST. PETERSBURG, FL

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••••• W••••• M••••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	NEW YORK, NY\|ST. PETERSBURG, FL	Current employment
O••••• F•••••••• G••••• L••	Independent wealth	Jan 19, 2021	Mar 17, 2025	no	CARMEL, IN\|Pinellas Park, FL\|St. Petersburg, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• F•••••••• G••••• L••	C••••• C•••••••• W••••• M••••••••• L••	Mar 17, 2025	Jan 1, 2026	290	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	O••••• F•••••••• G••••• L••	Nov 26, 2020	Jan 19, 2021

Relationships

Registered with (6)

→ C••••• C•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ O••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jan 19, 2021 to Mar 17, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 21, 2019 to Nov 26, 2020factForm ADV
→ F••••• M••••• W••••• A•••••••• L••

Dated events

Order

Occurred
17 Mar 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 13, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.