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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Curtis Warner

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | DENVER, CO

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Search this name across graphsid dfx:ria:b9ca1f7e-0d8f-32c7-52c0-9e7329979285

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 28, 2001
First registration: Jan 26, 2006
Dual registered: yes, broker-dealer
Other names: CURTIS ALAN WARNER|CURTIS A WARNER
IAPD individual key: 4284965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 7, 2026	n/a	yes	DENVER, CO\|GREENWOOD VILLAGE, CO	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jun 11, 2026	no	DENVER, CO\|GREENWOOD VILLAGE, CO\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 17, 2021	Mar 31, 2025	no	GREENWOOD VILLAGE, CO	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 26, 2006	Aug 6, 2009	no	MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	EMPOWER ADVISORY GROUP, LLC	Jun 11, 2026	Jul 7, 2026	26	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 6, 2009	Dec 17, 2021	4,516	Firm change after gap	Other

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jun 11, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 17, 2021 to Mar 31, 2025factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 26, 2006 to Aug 6, 2009factForm ADV

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
Curtis Warner left Strategic Advisers Llc for Empower Advisory Group, Llc (registered 2026-07-07)
Form ADVobserved 5 days ago