DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
CLIFTON SPRINGS, NY | PITTSFORD, NY | VICTOR, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | CLIFTON SPRINGS, NY|VICTOR, NY|PITTSFORD, NY | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 23, 2016 | Jun 14, 2024 | no | FAIRPORT, NY | Previous registration |
| WALL STREET FINANCIAL GROUP, INC | Former SEC adviser | Jan 27, 2005 | Sep 23, 2016 | no | VICTOR, NY|VICTOR, NY|VICTOR, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| WALL STREET FINANCIAL GROUP, INC | SECURITIES AMERICA ADVISORS, INC. | Sep 23, 2016 | Sep 23, 2016 | 0 | Bulk transfer | Other |